Bagan Persediaan Indeks Berjangka Dan Opsi Persetujuan Daftar Mata Uang Asing

Indeks Saham Berjangka Asing dan Opsi yang Diperoleh. Untuk melihat artikel ini, Anda memerlukan penampil PDF seperti Adobe Reader. European Union, Amerika Serikat pada tanggal 16 April 2014. Diberitakan, silakan temukan Bursa Berjangka Indeks Harga Saham dan Pilihan yang diperbarui, pada bulan April 16, 2014 Semua versi terdahulu digantikan dan harus dibuang Harap dicatat perkembangan berikut sejak terakhir kami mendistribusikan Approvals Chart 1 CFTC telah menyetujui kontrak berikut untuk perdagangan oleh orang AS i Kontrak futures Eurex berdasarkan Indeks Gratis MSCI China ii Kontrak berjangka Eurex berjangka berdasarkan MSCI Emerging Markets Asia Index iii Kontrak berjangka Eurex berjangka berdasarkan Indeks EMEA MSCI Emerging Markets iv Kontrak berjangka Eurex berdasarkan kontrak berjangka MSCI Emerging Markets Index v Eurex berdasarkan Indeks MSCI Emerging Markets India Kontrak futures Eurex berjangka berdasarkan Indeks MSCI Emerging Markets Amerika Latin vii Kontrak futures Eurex berdasarkan MSCI Europe Growth Inde Kontrak berjangka Eurex berdasarkan Indeks Harga MSCI Europe ix Kontrak berjangka Eurex berdasarkan kontrak berjangka MSCI Malaysia Index x Eurex berdasarkan kontrak futures MSCI South Africa Index xi Eurex berdasarkan MSCI Thailand Index xii SGX - Kontrak berjangka DT berdasarkan kontrak berjangka MSCI India Index xiii SGX-DT berdasarkan kontrak futures MSCI Philippines Index xiv SGX-DT berdasarkan kontrak berjangka MSCI Thailand Index xv Euronext LIFFE Inggris 2 pound sterling berjangka 2 per indeks Berdasarkan kontrak FTSE 250 Index dan xvi Euronext LIFFE dalam mata uang Euro berjangka Euro berdasarkan MSCI Europe Index 2 SEC belum menyetujui opsi indeks ekuitas asing baru sejak terakhir kami mendistribusikan Approvals Chart 3 Sebagai tambahan, Chart telah menjadi Dimodifikasi untuk mengetahui ketersediaan layanan Brosur yang ditawarkan oleh LIFFE, yang memungkinkan anggota LIFFE mematuhi kriteria yang ditentukan untuk menghapus opsi ekuitas dan indeks non-U S tertentu yang dijalankan Ed atas meja atas nama Lembaga Amerika Serikat yang Layak Silakan merujuk ke Catatan kaki 4 untuk informasi tambahan. Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 1 Indeks Harga Saham Asing yang Terdaftar dan Pilihan Persetujuan April 2014 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Australia ASX ASX Futures Exchange SP ASX 50 Disetujui untuk dijual kepada orang-orang Amerika 24 Juli 2002 Surat No-Action diterbitkan untuk ASX Futures Exchange Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat Hanya 13 Agustus 2007 Surat Tanpa Tindakan SEC yang dikeluarkan untuk ASX Limited None ditawarkan Australia ASX ASX Futures Exchange Ekuitas nama tunggal Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk Institusi Amerika Serikat yang Layak hanya 13 Agustus 2007 Surat Tanpa Tindakan SEC dikeluarkan untuk ASX Limited Tidak ada yang ditawarkan Australia ASX ASX Futures Exchange SP ASX 200 Disetujui untuk dijual kepada Orang Amerika 24 Juli 2002 No-Action Letter i Ssued to ASX Futures Exchange Tidak ada yang ditawarkan Disetujui untuk Institusi Amerika Serikat yang Layak hanya 13 Agustus 2007 Surat Tanpa Tindakan SEC dikeluarkan untuk ASX Limited Tidak disetujui Australia ASX ASX Futures Exchange SP ASX 200 A-Reit Tidak disetujui Tidak ada yang ditawarkan Disetujui untuk Institusi Amerika Serikat yang berhak hanya bulan Agustus 13, 2007 Surat Tanpa Tindakan SEC dikeluarkan untuk ASX Limited Tidak ada yang ditawarkan Australia Sydney Futures Exchange SFE SPI 200 Disetujui untuk dijual kepada orang-orang Amerika 10 Agustus 1999 Surat No-Action dikeluarkan untuk SFE Disetujui untuk dijual kepada orang-orang AS 10 Agustus 1999 No - Surat Tindakan yang dikeluarkan untuk SFE Tidak disetujui Tidak ada yang ditawarkan Australia Sydney Futures Exchange Kontrak Opsi Hari Sehari-Hari SFE berdasarkan Kontrak Berjangka Dow CNOT Mini-Sized Tidak ada yang ditawarkan Disetujui untuk dijual kepada Orang Amerika 8 Agustus 2006 Surat No-Action dikeluarkan untuk SFE Tidak ada yang ditawarkan Tidak ada yang ditawarkan Austria Wiener Borse ATX Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, silakan lihat catatan akhir S di akhir tabel ini 2 Pilihan Kontrak Berjangka Valuta Negara di Kontrak Berjangka Opsi Ekuitas Pilihan ETF Austria Wiener Borse Rusia Diperdagangkan Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Austria Wiener Borse Indeks CECE CEX, CTX, HTX, PTX Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Austria Wiener Borse Ekuitas nama tunggal Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui4 Tidak ada yang ditawarkan Belgia Euronext Brussels BEL 20 Disetujui untuk dijual ke AS Orang 31 Agustus 2011 Surat No-Action dikeluarkan ke Euronext Brussels Tidak ada yang ditawarkan Tidak disetujui4 Tidak ada yang ditawarkan Belgia Euronext Brussels Mini BEL 20 indeks unit partisipasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Belgia Euronext Brussels Mini Dow Jones Euro Unit partisipasi indeks STOXX Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Belgia Euronext Brussels Ekuitas nama tunggal Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui4 Tidak ada yang ditawarkan Brasil BM F Bovespa SA Ibovespa Disetujui untuk dijual kepada Orang Amerika Au Heh 26, 2009 No-Action Letter yang dikeluarkan untuk BM F Bovespa SA 2 Disetujui untuk dijual ke Amerika Serikat 26 Agustus 2009 Surat No-Action dikeluarkan untuk BM F Bovespa SA Tidak disetujui Tidak ada yang ditawarkan Brasil BM F Bovespa SA Ibovespa Flex Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Brasil BM F Bovespa SA Mini Ibovespa Disetujui untuk dijual ke AS Orang 26 Agustus 2009 Surat No-Action dikeluarkan untuk BM F Bovespa SA Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Brasil BM F Bovespa SA IBrX 50 Kontrak Kontrak Kontrak Berjangka Disetujui Tidak disetujui Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 3 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Brazil BM F Bovespa SASP 500 Index Disetujui Untuk dijual ke Amerika Serikat 24 September 2012 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Brasil BM F Bovespa SA MICEX Disetujui untuk dijual ke Amerika Serikat March 12, 2013 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Brasil BM F Bovespa SA Hang Seng Disetujui untuk dijual ke Amerika Serikat 12 Maret 2013 sertifikasi Tidak disetujui Tidak disetujui Tidak ada yang ditawarkan Brasil BM F Bovespa SA FTSE JSE Top 40 Disetujui untuk dijual ke Amerika Serikat March 12, 2013 sertifikasi Tidak disetujui Tidak disetujui Tidak ada yang ditawarkan Brasil BM F Bovespa SA BSE Sensitif Disetujui untuk dijual kepada Orang Amerika 12 Maret 2013 sertifikasi Tidak disetujui Tidak disetujui Tidak ada yang ditawarkan Kanada Montreal Exchange Bourse de Montr al SP TSX Canada 60 Disetujui untuk dijual ke AS Orang-orang 9 Desember 1999 Surat No-Action CFTC dikeluarkan ke Montreal Exchange 3 Tidak ada yang ditawarkan Disetujui, termasuk persetujuan semua opsi indeks lainnya, yang dijual kepada AS Orang-orang yang pada umumnya atau mungkin di masa depan tercantum Perubahan Pasca-Efektif No. 27 ke Pernyataan Pendaftaran Formulir S-20 yang diajukan oleh Canadian Derivatives Clearing Corp SEC File No 2-69458 Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk e lain Xplanatory information, lihat catatan akhir di akhir tabel ini 4 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Kanada Montreal Exchange Bourse de Montr al Ekuitas nama tunggal Tidak ada penawaran Tidak ada yang ditawarkan Disetujui untuk semua opsi pada sekuritas individual yang tercantum pada Bursa Montreal yang sekarang atau mungkin di masa depan dapat didaftarkan untuk dijual ke AS Orang-orang umumnya Amandemen Pasca-Efektif No. 27 untuk Pernyataan Pendaftaran mengenai Formulir S-20 yang diajukan oleh Canadian Derivatives Clearing Corp SEC File No 2-69458 Tidak ada yang ditawarkan Kanada Montreal Exchange Bourse de Montr al SP Indeks TSX 60 Mini Futures Disetujui untuk dijual ke Amerika Serikat 19 April 2012 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Kanada Montreal Exchange Bourse de Montr al iUnits SP TSE 60 Partisipasi Indeks Dana i60 Tidak ada penawaran Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui Untuk Orang Amerika umumnya berdasarkan Pernyataan Pendaftaran lihat SP TSX Canada 60 di atas Kanada Montreal Exchange Bourse de Montr al SP TSX Sektor Capped Tidak disetujui Tidak ada yang ditawarkan Disetujui untuk Warga AS umumnya berdasarkan Pernyataan Pendaftaran lihat SP TSX Canada 60 di atas Tidak ada yang ditawarkan Kanada Montreal Exchange Bourse de Montr al iUnits SP TSX Capped Gold Index Fund Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk Orang Amerika yang umumnya sesuai dengan Pernyataan Pendaftaran lihat SP TSX Canada 60 di atas Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 5 Opsi Kontrak Berjangka Exchange Country Exchange pada Kontrak Berjangka Opsi Ekuitas Pilihan ETF Kanada Montreal Exchange Bourse de Montr al iUnits SP TSX Dibungkus Financials Index Fund Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk US Orang yang umumnya sesuai dengan Pernyataan Pendaftaran lihat SP TSX Canada 60 di atas Kanada Montreal Exchange Bourse de Montr al iUnits SP TSX Teknologi Informasi yang Diketahui Indeks Dana Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada Yang ditawarkan Disetujui untuk Orang Amerika Serikat umumnya sesuai dengan Pernyataan Pendaftaran lihat SP TSX Canada 60 di atas Kanada Bursa Efek Montreal Exchange de Montr al iUnits SP TSX Dana Energi Capped Capped Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk Orang Amerika Serikat umumnya berdasarkan Pernyataan Pendaftaran lihat SP TSX Canada 60 Di atas China lihat juga Hong Kong dan Taiwan China Financial Futures Exchange CSI 300 Index Futures Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Denmark OMX Nordic Exchange Kopenhagen AS Nama tunggal ekuitas Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui4,11 Tidak ada yang ditawarkan Denmark FUTOP Market KFX Small Small Contract Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Finlandia OMX Nordic Exchange Helsinki Nama tunggal ekuitas Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui4,5 Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 6 Pilihan Kontrak Berjangka Country Exchange di Futu Res Contract Equity Options Pilihan ETF Prancis Euronext Paris SA CAC40 Disetujui untuk dijual kepada orang-orang Amerika 17 Desember 1991 Surat No-Action dikeluarkan ke ParisBourse 3 Tidak ada yang ditawarkan Disetujui untuk Institusi Amerika Serikat yang berhak hanya 17 Juli 1996 Surat Tanpa Tindakan SEC dikeluarkan untuk MONEP, Dikonfirmasi pada tanggal 6 Desember 1999 Surat Tanpa Tindakan SEC dikeluarkan ke ParisBourse 4 Tidak ada yang ditawarkan Prancis Euronext Paris SA CAC40 Mini Disetujui untuk dijual kepada orang Amerika 13 September 2013 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Perancis Euronext Paris SA Single name equities Tidak disetujui None Yang ditawarkan Disetujui untuk semua opsi mengenai sekuritas ekuitas individual yang sekarang atau mungkin akan segera didaftarkan5 untuk Institusi Amerika Serikat yang Layak 17 Juli 1996 Surat Tanpa Tindakan SEC dikeluarkan untuk MONEP, dikonfirmasi pada tanggal 6 Desember 1999 Surat Tanpa Tindakan SEC dikeluarkan untuk ParisBourse 4 Tidak ada yang ditawarkan Prancis Euronext Paris SA Dow Jones STOXX 50 Disetujui untuk dijual ke Amerika Serikat 29 Februari 2000 Surat CFTC No-Action dikeluarkan ke ParisBourse 3 None Ditawarkan Disetujui untuk Institusi Amerika Serikat yang Layak hanya 26 Oktober 1998 Surat Tanpa Tindakan SEC dikeluarkan untuk MONEP, dikonfirmasi pada tanggal 6 Desember 1999 Surat Tanpa Tindakan SEC dikeluarkan ke ParisBourse Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, silahkan Lihat catatan akhir di akhir tabel ini 7 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Prancis Euronext Paris SA Dow Jones Euro STOXX 50 Disetujui untuk dijual kepada Pihak Amerika 29 Februari 2000 Surat CIPC No-Action dikeluarkan ke ParisBourse 3 Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 26 Oktober 1998 Surat Tanpa Tindakan SEC dikeluarkan oleh MONEP, dikonfirmasi pada tanggal 6 Desember 1999 Surat Tanpa Tindakan SEC dikeluarkan ke ParisBourse Tidak ada yang ditawarkan kepada Prancis Euronext Paris SA Dow Jones STOXX 600 Sektor Bank, Energi , Kesehatan, Teknologi, Telekomunikasi Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Perancis Euronext Paris SA FTSEurofirst 80 Disetujui untuk dijual Kepada orang-orang AS 5 Maret 2007 surat CFTC No-Action dikeluarkan untuk Euronext LIFFE, atas nama Euronext Paris SA Tidak ada yang ditawarkan Tidak ada yang ditawarkan4 Tidak ada yang ditawarkan Prancis Euronext Paris SA FTSEurofirst 100 Disetujui untuk dijual kepada orang-orang Amerika 5 Maret 2007 Surat Perintah No CFTC Diterbitkan kepada Euronext LIFFE, atas nama Euronext Paris SA Tidak ada yang ditawarkan Tidak ada yang ditawarkan4 Tidak ada yang ditawarkan Prancis Euronext Paris SA FTSE EPRA NAREIT Eropa Disetujui untuk dijual kepada orang-orang Amerika 10 Juli 2008 Surat No-Action CFTC dikeluarkan untuk Euronext LIFFE, atas nama Euronext Paris SA Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui Untuk definisi Institusi Amerika yang Memenuhi Syarat dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 8 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Prancis Euronext Paris SA FTSE EPRA Zona Euro NAREIT Disetujui untuk dijual kepada orang-orang Amerika 10 Juli 2008 Surat No-Action CFTC dikeluarkan untuk Euronext LIFFE, atas nama Euronext Paris SA None Ditawarkan Tidak ada yang ditawarkan Tidak disetujui Jerman Swiss Eurex DAX Disetujui untuk dijual kepada orang-orang Amerika 20 Desember 1994 CFTC No-Action Letter dikeluarkan untuk Deutsche Terminborse 3 Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex None Ditawarkan Jerman Swiss Eurex DAX EX Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan oleh Eurex Jerman Swiss Eurex Dow Jones Euro STOXX 50 Disetujui untuk dijual kepada Orang Amerika 6 April 2000 CFTC No Surat Persetujuan dikeluarkan untuk Eurex 3 Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones Euro STOXX 50 Dividen Tidak disetujui Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 50 Disetujui untuk dijual kepada Orang Amerika 6 April 2000 Surat CIPC No-Action dikeluarkan untuk Eurex 3 Tidak ada yang ditawarkan Disetujui untuk Memenuhi Syarat AS Dalam Stitutions hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones Euro STOXX 50 EX Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Disetujui untuk Institusi Amerika Serikat yang Layak hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex For Definisi Institusi Amerika yang Layak dan informasi penjelasan lainnya, harap lihat catatan akhir di akhir tabel ini 9 Pilihan Kontrak Berjangka Valuta Negara di Kontrak Berjangka Opsi Ekuitas Opsi ETF Jerman Swiss Eurex KOSPI 200 Opsi6 Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Swiss Market Tidak disetujui Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex Disetujui untuk Institusi Amerika Serikat yang Layak hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex Jerman Swiss Eurex SLI Swiss Pemimpin Disetujui untuk dijual kepada Orang Amerika 18 Agustus 2008 Surat No-Action CFTC diterbitkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Swiss Market Index Midcap SMIM Disetujui untuk dijual ke AS Orang 18 Agustus 2008 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones Global Titans 50 Disetujui untuk dijual kepada Orang Amerika 18 Juli 2002 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones Global Titans 50 Index US Denominasi Disetujui untuk dijual ke AS Orang-orang 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Sektor Perbankan Disetujui untuk dijual kepada Orang Amerika 2 April 2002 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX Small 200 Disetujui untuk dijual kepada Orang Amerika 6 Februari 2008 Surat No-Action CFTC diterbitkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada Fered Untuk definisi Institusi Amerika yang Layak dan informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 10 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Jerman Swiss Eurex Dow Jones STOXX Mid 200 Disetujui untuk dijual ke Orang AS 18 Juni 2007 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 200 Besar Disetujui untuk dijual kepada Orang Amerika 6 Februari 2008 Surat No-Action CFTC diterbitkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Disetujui untuk dijual ke AS Orang-orang 18 Juni 2007 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Layanan Barang Industri Disetujui untuk dijual kepada Orang Amerika Februari 6, 2008 CFTC No-Action Letter dikeluarkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jo Nes STOXX 600 Insurance Disetujui untuk dijual kepada orang Amerika 6 Februari 2008 Surat No-Action CFTC dikeluarkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Media Disetujui untuk dijual kepada orang Amerika 6 Februari 2008 CFTC No-Action Surat yang dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Barang Rumah Tangga Pribadi yang Disetujui untuk Dijual kepada Orang Amerika 6 Februari 2008 Surat No-Action CFTC dikeluarkan untuk Eurex 7 Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Ritel Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 11 Kontrak berjangka berjangka Kontrak Berjangka di Kontrak Berjangka Opsi Ekuitas Pilihan ETF Jerman Swiss Eurex Dow Jones STOXX 600 Travel Leisure Disetujui untuk dijual kepada Orang Amerika 6 Februari 2008 CFTC No-Action Surat yang dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones STOXX 600 Utilitas Disetujui untuk dijual ke AS Orang 6 Februari 2008 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Lainnya Dow Jones STOXX 600 Sektor Pasar Teknologi, Kesehatan, Tele-komunikasi Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones Euro STOXX Sektor Perbankan Tidak disetujui8 Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Dow Jones Euro STOXX Pilih Dividen 30 Disetujui untuk dijual ke AS Orang-orang 18 Agustus 2008 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Lainnya Dow Jones Euro STOXX Sektor tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex HEX 25 Finnish Tidak disetujui Tidak ada yang ditawarkan Disetujui untuk Memenuhi Syarat AS Institusi hanya 27 Juli 2005 SEC No-Action Letter dikeluarkan untuk Eurex N Satu ditawarkan kepada Jerman Swiss Eurex TECDAX Disetujui untuk dijual kepada Orang Amerika 18 Agustus 2008 Surat No-Action CFTC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Disetujui untuk Institusi Amerika Serikat yang Layak hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex Tidak ada yang ditawarkan Untuk definisi Institusi AS yang Memenuhi Syarat dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 12 Opsi Kontrak Berjangka Waran Berjangka di Negara Opsi Ekuitas Opsi ETF Jerman Swiss Eurex Dow Jones Italia Titans 30 Disetujui untuk dijual kepada orang-orang AS November 23, 2005 CFTC No-Action Letter dikeluarkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MDAX Disetujui untuk dijual ke AS Orang 14 Maret 2006 Surat CFTC No-Action dikeluarkan untuk Eurex None yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex iShares DJ EURO STOXX Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 27 Juli 2005 SEC No-Action Letter issue Ke Eurex Jerman Switzerland Eurex RDX USD12 Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Switzerland Eurex DJ Banks Titans 30 Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Switzerland Eurex DJ Minyak dan Gas Titans 30 Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Switzerland Eurex DJ Insurance Titans 30 Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Switzerland Eurex DJ Telecommunications Titans 30 Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Switzerland Eurex DJ Utilities Titans 30 Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Switzerland Eurex MSCI Semua Negara Asia Pasifik ex-Jepang Disetujui untuk dijual ke Amerika Serikat 17 Juni 2013 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 13 Kontrak Underlying Futures Negara Opsi pada Kontrak Berjangka Ekuitas Op Tions Pilihan ETF Jerman Swiss Eurex MSCI China Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Emerging Markets Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Emerging Markets Asia Disetujui untuk dijual kepada orang Amerika 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Emerging Markets EMEA Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Switzerland Eurex MSCI Emerging Markets Amerika Latin Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Europe Disetujui untuk dijual ke Amerika Serikat 17 Juni 2013 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Europe Growth Disetujui untuk dijual ke USP Ersons 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Eropa Nilai Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI India Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 Sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Jepang Disetujui untuk dijual ke Amerika Serikat 17 Juni 2013 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir Tabel ini 14 Pilihan Kontrak Berjangka Valuta Negara di Kontrak Berjangka Opsi Ekuitas Opsi ETF Jerman Swiss Eurex MSCI Malaysia Disetujui untuk dijual ke Amerika Serikat 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Afrika Selatan Disetujui untuk dijual ke AS Orang-orang 4 Februari 2014 sertifikasi tidak ada Ered Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI Thailand Disetujui untuk dijual ke orang Amerika 4 Februari 2014 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jerman Swiss Eurex MSCI World Disetujui untuk dijual ke Amerika Serikat 17 Juni 2013 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex STOXX Europe 600 Disetujui untuk dijual ke US Orang-orang 5 Juni 2012 tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex STOXX Europe Large 200 Disetujui untuk dijual ke US Orang-orang 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex STOXX Eropa Pertengahan 200 Disetujui untuk dijual kepada Perseorangan Amerika Serikat 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex STOXX Europe Small 200 Disetujui untuk dijual ke Amerika Serikat 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Euro STOXX Disetujui Untuk dijual ke Amerika Serikat 5 Juni 2012 sertifikasi None off Ered Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Euro STOXX Large Disetujui untuk dijual kepada orang-orang Amerika 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir ini Tabel 15 Kontrak berjangka Kontrak Berjangka Country Exchange Opsi pada Kontrak Berjangka Opsi Ekuitas Pilihan ETF Jerman Swiss Eurex Euro STOXX Mid Disetujui untuk dijual kepada orang-orang Amerika 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Euro STOXX Small Disetujui untuk dijual kepada Orang Amerika 5 Juni 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Mini Euro STOXX 50 Volatilitas Indeks Disetujui untuk dijual ke Amerika Serikat 20 Juli 2012 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Jerman Swiss Eurex Euro STOXX 50 Ex Financials Index Disetujui untuk dijual ke US Orang 27 Agustus 2012 sertifikasi Tidak ada yang ditawarkan Tidak app Tidak ada yang ditawarkan Jerman Swiss Eurex Ekuitas nama tunggal Tidak disetujui Tidak ada yang ditawarkan Disetujui untuk opsi pada ekuitas individu Jerman, Swiss, Finlandia, Belanda, Italia, dan Prancis5 untuk Institusi Amerika Serikat yang Layak hanya 27 Juli 2005 Surat Tanpa Tindakan SEC dikeluarkan untuk Eurex None yang ditawarkan Jerman B rse Frankfurt Nama tunggal ekuitas Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak disetujui4,5 Tidak ada yang ditawarkan Yunani Athens Exchange Derivatives Market FTSE ASE 20 Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Yunani Athens Bursa Derivatif Pasar FTSE ASE Mid-40 Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui None Ditawarkan untuk definisi Institusi Amerika Serikat yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 16 Opsi Kontrak Berjangka Futures Negara pada Kontrak Berjangka Opsi Ekuitas Opsi ETF Hong Kong Hong Kong Bursa dan Kliring Ltd HKEX Hang Seng Disetujui Untuk dijual kepada orang-orang Amerika 1 Juni 1994 CFTC No-Action Letter dikeluarkan untuk penawaran HKFE 3 None Ed Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 26 September 1995 Surat Tanpa Tindakan SEC dikeluarkan untuk HKFE Tidak ada yang ditawarkan Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Mini Hang Seng Disetujui untuk dijual kepada orang-orang AS 16 Januari 2009 Surat No-Action CFTC dikeluarkan untuk HKFE Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Hong Kong Hong Kong Exchanges and Clearing Ltd Indeks HKEX Mini Hang Seng China Enterprises Disetujui untuk dijual ke AS Orang 16 Januari 2009 Surat No-Action CFTC dikeluarkan untuk HKFE Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Hong Kong Hong Kong Bursa dan Kliring Ltd HKEX FTSE Xinhua China 25 Disetujui untuk dijual kepada orang-orang Amerika 26 September 2006 Surat No-Action CFTC diterbitkan untuk HKFE Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX H-Shares Hang Seng China Enterprises Index Disetujui untuk dijual kepada orang-orang Amerika 26 September 2006 Surat No-Action CFTC diterbitkan untuk HKFE Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX DJIA Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX CES China 120 Disetujui untuk dijual kepada orang Amerika 17 September 2013 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX HSI Volatility Index VHSI Disetujui untuk dijual kepada orang-orang Amerika 17 September 2013 sertifikasi Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 17 Opsi Kontrak Berjangka Pedagang Valuta Asing di Futures Opsi Ekuitas Kontrak Opsi ETF Hong Kong Hong Kong Bursa dan Kliring Ltd HKEX HSCEI Indeks Titik Dividen Tidak Disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Hungaria Budapest Bursa Efek BUX Tidak disetujui Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan India Bombay Stock Exchange BSE BSE Sensitive Index of 30 Stocks Sensex 9 Disetujui untuk dijual kepada orang-orang Amerika 14 Juni 2006 CFTC No - Surat Tindakan yang dikeluarkan untuk BSE Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan India Bombay Stock Exchange BSE SP BSE 100 Disetujui untuk dijual kepada orang Amerika 24 September 2013 sertifikasi Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan India Bombay Stock Exchange BSE DOLLEX-309 Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan India National Stock Exchange of India Ltd NSE SP CNX Nifty Nifty 50 9 Disetujui untuk dijual kepada orang-orang Amerika 17 Oktober 2003 Surat No-Action CFTC diterbitkan untuk NSE Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan India National Stock Exchange of India Ltd NSE CNXIT Not Disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan India National Stock Exchange of India Ltd NSE Bank Nifty Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Irlandia Irlandia Stock Exchange Single name equities Tidak ada penawaran Tidak ada yang ditawarkan Tidak disetujui4 Tidak ada yang ditawarkan Israel Tel Aviv Stock Exchange TA 25 Tidak disetujui None Ditawarkan Tidak disetujui Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Layak dan untuk informasi penjelasan lainnya, Silakan lihat catatan akhir di akhir tabel ini 18 Opsi Kontrak Berjangka Pedagang Valuta Asing di Kontrak Berjangka Opsi Ekuitas Opsi ETF Israel Tel Aviv Stock Exchange TA Bank Tidak disetujui Tidak ada yang ditawarkan Tidak disetujui Tidak ada yang ditawarkan Italia Borsa Italiana IDEM FTSE MIB4 Disetujui untuk dijual ke AS Orang-orang 30 Agustus 2004 Surat No-Action CFTC dikeluarkan untuk Borsa Italiana Tidak ada yang ditawarkan Disetujui untuk Institusi Amerika Serikat yang Layak hanya 24 September 2004 Surat No-Action dikeluarkan untuk Borsa Italiana Tidak ada yang ditawarkan Italia Borsa Italiana IDEM Ekuitas nama tunggal Tidak disetujui Tidak ada yang ditawarkan Disetujui untuk Memenuhi Syarat Institusi AS hanya melihat 1 September 1998 Surat Tanpa Tindakan SEC dikeluarkan untuk Borsa Italiana mengenai opsi pada ekuitas ISE individu 4.5 Tidak ada yang ditawarkan Italia Borsa Italiana IDEM Mini FTSE MIB Disetujui untuk dijual kepada Orang Amerika 30 Agustus 2004 CFTC No - Surat Tindakan dikeluarkan untuk Borsa Italiana Tidak ada yang ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Italia Borsa Italiana IDEM FTSE MIB Dividen Persetujuan tertunda N Satu ditawarkan Tidak ada yang ditawarkan Tidak ada yang ditawarkan Jepang Osaka Securities Exchange OSE Nikkei 300 Intercontract Spread Disetujui untuk dijual kepada orang-orang Amerika 17 Mei 1994 Surat Perintah No CFTC yang dikeluarkan untuk OSE 3 Tidak ada yang ditawarkan Disetujui untuk Institusi AS yang Memenuhi Syarat hanya 23 Juli 1999 SEC No Action Surat yang dikeluarkan untuk OSE Tidak ada yang ditawarkan Untuk definisi Institusi Amerika yang Memenuhi Syarat dan untuk informasi penjelasan lainnya, lihat catatan akhir di akhir tabel ini 19 Opsi Kontrak Berjangka Valuta Negara di Kontrak Berjangka Opsi Ekuitas Opsi ETF Jepang Osaka Securities Exchange OSE Single name Ekuitas Tidak ada yang ditawarkan Tidak ada yang ditawarkan Disetujui untuk opsi pada ekuitas individu yang terdaftar dan diperdagangkan di OSE atau bursa Jepang lainnya yang sekarang atau mungkin akan didaftarkan untuk Institusi AS yang Memenuhi Syarat hanya 23 Juli 1999 Surat Tanpa Tindakan SEC dikeluarkan untuk OSE Tidak ada yang ditawarkan Jepang Osaka Securities Exchange OSE Nikkei 225 Intercontract Spread Disetujui untuk dijual kepada orang-orang AS 16 Januari 1992 CFTC No-Action Letter issued to OSE 3 None offered Approved for Eligible U S Institutions only July 23, 1999 SEC No-Action Letter issued to OSE None offered Japan Osaka Securities Exchange OSE Mini Nikkei 225 Intercontract Spread Approved for sale to U S Persons July 11, 2006 CFTC No-Action Letter issued to OSE 3 None offered None offered None offered Japan Osaka Securities Exchange OSE Sector Indices High Tech, Financial and Consumer Indices Not approved None offered Not approved None offered Japan Osaka Securities Exchange OSE DJIA Approved for sale to U S Persons June 15, 2012 certification None offered None offered None offered Japan Osaka Securities Exchange OSE Russell Nomura Prime Approved for sale to U S Persons March 14, 2005 No-Action Letter issued to OSE None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 20 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Securities Exchange OSE FTSE Japan Approved for sale to U S Persons February 13, 2003 No-Action Letter issued to OSE None offered None offered None offered Japan Osaka Securities Exchange OSE MSCI Japan Approved for sale to U S Persons February 13, 2003 No-Action Letter issued to OSE None offered None offered None offered Japan Osaka Securities Exchange OSE Nikkei Stock Average Volatility Approved for sale to U S Persons March 9, 2012 certification None offered None offered None offered Japan Tokyo Financial Exchange TFX Nikkei 225 Margin Not approved None offered None offered None offered Japan Tokyo Stock Exchange TSE Nikkei 225 Dividend Not approved None offered None offered None offered Japan Tokyo Stock Exchange TSE TOPIX Approved for sale to U S Persons January 16, 1992 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions only July 27, 1999 SEC No-Action Letter issued to TSE N one offered Japan Tokyo Stock Exchange TSE Single name equities None offered None offered Approved for options on individual TSE equities that are now or may in the future be listed for Eligible U S Institutions only July 27, 1999 SEC No-Action Letter issued to TSE None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 21 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Tokyo Stock Exchange TSE TOPIX 150 Approved for sale to U S Persons May 23, 2001 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions only November 15, 2002 SEC No-Action Letter issued to TSE None offered Japan Tokyo Stock Exchange TSE TOPIX Sector Not approved None offered None offered None offered Japan Tokyo Stock Exchange TSE TOPIX Core30 Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None of fered None offered None offered Japan Tokyo Stock Exchange TSE Tokyo Stock Exchange REIT Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Japan Tokyo Stock Exchange TSE Mini TOPIX Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Korea see South Korea - - - - - Malaysia Bursa Malaysia Derivatives Berhad BMD FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U S Persons June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad None offered Not approved None offered Mexico Mexican Derivatives Exchange MEXDER IPC Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V None offered Not approved For the definition of Elig ible U S Institution and for other explanatory information, please see the endnotes at the end of this table 22 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N V FTSE Eurotop 100 Approved for sale to U S Persons May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam 3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Not approved4 None offered Netherlands Euronext Amsterdam Derivatives Markets N V AEX Mini Approved for sale to U S Persons September 13, 2013 certification None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V Single name equities Not approved None offered Not approved4,5 None offered Netherlands Euronext Amsterdam Derivativ es Markets N V Light AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V Amsterdam Mid-Kap Not approved None offered Not approved None offered New Zealand NZFOE NZSE 10 Not approved Not approved None offered None offered Norway Oslo Stock Exchange OBX Not approved None offered Not approved None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 23 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Norway Oslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered Poland Warsaw Stock Exchange WIG20 Approval pending None offered Not approved None offered Portugal Euronext Lisbon PSI 20 Not approved Not approved None offered4 None offered Portugal Euronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Russian Trading System Stock Exchange RTS RTS Index Approval pending None offered Not approved None offered Russia Single name equities see London Stock Exchange14 - - - - Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Dow Jones Thailand Not approved the requested approval was deemed withdrawn by the CFTC in 2004 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Hong Kong Approved for sale to U S Persons December 17, 1999 CFTC No-Action Letter issued to SIMEX None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Taiwan Approved for sale to U S Persons August 29, 1997 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei 300 Approved for sale to U S Persons Decembe r 13, 1995 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 13, 1995 CFTC No-Action Letter issued to SIMEX 3 None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 24 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT USD Nikkei Approved for sale to U S Persons May 24, 2007 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SGX Straits Times STI Not approved None offered None offered Non e offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT FTSE Xinhua China A50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Asia APEX 50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SGX MSCI Japan Approved for sale to U S Persons February 13, 2003 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Singapore Free Approved for sale to U S Persons July 11, 2000 CFTC No-Action Letter issued to SGX-DT 3 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Thailand Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered For the definition of Eligible U S I nstitution and for other explanatory information, please see the endnotes at the end of this table 25 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Philippines Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI India Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Indonesia Approved for sale to U S Persons October 2, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT S P CNX Nifty Nifty 50 Approved for sale to U S Persons January 7, 2004 CFTC No-Action Letter issued to SGX-DT None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd SG X-DT Mini Nikkei 225 Approved for sale to U S Persons December 23, 2009 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Euro STOXX 50 Approved for sale to U S Persons March 22, 2012 certification None offered None offered None offered South Africa JSE SAFEX ALSI FTSE JSE 40 Approved for sale to U S Persons July 18, 2002 CFTC No-Action Letter issued to SAFEX None offered Not approved None offered South Africa JSE SAFEX FTSE JSE Shareholder Weighted Top 40 Index DTOP Not approved Not approved None offered None offered South Africa JSE SAFEX Mining Not approved None offered None offered None offered South Africa JSE SAFEX Financial Not approved None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 26 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity O ptions ETF Options South Africa JSE SAFEX Industrial Not approved None offered None offered None offered South Korea Korea Exchange KOSPI 200 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange None offered Not approved None offered South Korea Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered Spain MEFF IBEX 35 Approved for sale to U S Persons August 8, 1994 CFTC No-Action Letter issued to MEFF 3 None offered Not approved None offered Spain MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain MEFF S P Euro Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Spain MEFF S P Europe 350 Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Spain Madrid Stock Exchange Single name equities None offered None offered Not approved4 None offered Swed en OMHEX HEXTECH Not approved Not approved None offered None offered Sweden OMHEX HEXTEMP Not approved None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 27 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden OMX Nordic Exchange Stockholm AB OMXS30 formerly OMX Approved for sale to U S Persons June 3, 1998 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U S Persons May 25, 2000 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U S Persons November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm None offered Not approved Not approved Sweden OMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered Switzerland SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Switzerland see Germany - - - - - Taiwan Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U S Persons October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 28 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan Taiwan Futures Exchange TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered N ot approved None offered Taiwan Taiwan Futures Exchange Mini-TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered None offered None offered Taiwan Taiwan Futures Exchange MSCI Taiwan Approved for sale to U S Persons October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Taiwan Taiwan Futures Exchange Electronic Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Finance Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U S Persons April 1, 2008 C FTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 29 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Thailand Thailand Futures Exchange PCL SET50 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange None offered Not approved None offered Turkey Borsa stanbul Derivatives Market VIOP BIST 30 formerly ISE 30 13 Approved for sale to U S Persons August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange None offered Not approved None offered U K Euronext LIFFE FTSE 100 Approved for sale to U S Persons January 16, 1990 CFTC No-Action Letter issued to LIFFE 3 None offered Approved for Eligible U S Institutions only May 1, 1992 SEC No-Action Letter issued to LIFFE 4 None offered U K Euronext LIFFE Single name equities Not approved None offered Approved for options on individual LSE equity securities that are now or may in the future be listed for Eligible U S Institutions only May 1, 1992 SEC No-Action Letter issued to LIFFE , None offered U K Euronext LIFFE FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U K Euronext LIFFE FTSE 250 Mid-Cap Approved for sale to U S Persons July 27, 1994 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE Mini FTSE 100 Approved for sale to U S Persons May 30, 2001 CFTC No-Action letter issued to LIFFE 3 None offered None offered None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 30 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U K Euronext LIFFE FTSE Eurotop 100 Approved for sale to U S Persons March 10, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE FTSE 100 FLEX None offered None offered Approved for Eligible U S Institutions only March 6, 1996 SEC No-Action Letter issued to LIFFE None offered U K Euronext LIFFE MSCI Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE MSCI Pan-Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K Euronext LIFFE TOPIX Approved for sale to U S Persons December 1, 2011 certification None offered None offered None offered U K Euronext LIFFE FTSE 250 2GBP Approved for sale to U S Persons January 10, 2014 certification None offered None offered None offered U K Euronext LIFFE MSCI Europe Euro-denominated Approved for sale to U S Persons December 6, 2013 certification None offered None offered None offered U K EDX London Excha nge OMX Flex OMX None offered None offered Approved for Eligible U S Institutions only October 29, 2003 SEC No-Action letter issued to EDX London Exchange 4 None offered For the definition of Eligible U S Institution and for other explanatory information, please see the endnotes at the end of this table 31 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U K EDX London Exchange OBX Flex OBX Not approved None offered Approved for Eligible U S Institutions only October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U S Institutions only October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange KFX Flex KFX Not approved None offered Approved for Eligible U S Institutions only October 29, 2003 SEC No-Action l etter issued to EDX London Exchange None offered U K London Stock Exchange Derivatives FTSE 100 Approval pending None offered Not approved4 None offered U K London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid FTSE SLQ Approval pending None offered None offered None offered U K London Stock Exchange Derivatives Single name equities None offered None offered Not approved see U K Euronext LIFFE 4 None offered U K Turquoise Global Holdings Limited FTSE 100 Approved for sale to U S Persons June 1, 2012 certification None offered Not approved4 None offered NOTE This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the infor mation herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D Van De Graaff at 1 312 902-5227, Kenneth M Rosenzweig at 1 312 902-5381, Kevin M Foley at 1 312 902-5372, Christian B Hennion at 1 312 902-5521 or Blake J Brockway at 1 312 902-5438 Eligible U S Institution As used in this Chart, in accordance with SEC no-action letters, the term Eligible U S Institution means, in general, a U S Person that i is a qualified institutional buyer as defined in Rule 144A a 1 under the Securities Act of 1933, and ii has had prior actual experience in trading U S listed options contracts For information regarding working definitions of U S Person as that term is used in this Chart, please contact Katten Muchin Rosenman LLP 1 Reserved 2 The CFTC No-Action Letter also applies to BM F Bovespa s Ibovespa Rollover and Forward Points on the Ibovespa transactions 3 The index is included in the CFTC s and SEC s joint order dated May 31, 2002 extending the exclusion of such index from the definition of narrow-based security index under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 the Joint Order Foreign futures contracts or options on futures contracts on narrow-based securities indexes may not be offered or sold to U S Persons without the CFTC and SEC first developing joint regulations, which has not yet been done Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Moderniza tion Act CFMA on December 21, 2000, to continue to be offered and sold to U S Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire 4 These products may be eligible for clearing through the Bclear service offered by Euronext LIFFE LIFFE Bclear allows members to submit an option contract on a non-U S security that has been negotiated and completed as an over-the-counter OTC transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract LIFFE members that intend to offer or sell such products to U S persons must satisfy the following conditions i Bclear services may only be offered to a U S person that qualifies as an Eligible U S Institution see above , ii the LIFFE member must obtain and maintain certain representations from the customer, and iii before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE For additional information on these conditions, see LIFFE Lo ndon Notice No 3732 LIFFE maintains a list of eligible options, which includes 1 LIFFE individual equity options based on the securities of non-U S issuers and 2 LIFFE index options based on indices that contain no component securities of U S issuers The list of eligible options may be accessed here 5 The SEC also has approved for Eligible U S Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities that are now or that in the future may be listed on Eurex Equities issued in any other country that are listed on Eurex have not been approved at this time 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange s KOSPI 200 Options with strike prices, expiries, put call and premiums at the start of the next trading session on the Korean Exchange 7 Pursuant to Eurex Circular 281 11, the Dow Jones STOXX 600 Personal Household Goods Sector will no longer be tradable on Eurex trading terminals in the U S after the close of business on February 29, 2012 The previously issued no-action letter approving such product for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex has not been withdrawn 8 Pursuant to Eurex Circular 260 11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the U S The previously issued no-action letter approving such product for sale to U S Persons April 2, 2002 CFTC No-Action Letter issued to Eurex has not been withdrawn 9 Additional restrictions apply to the trading of these products by U S Persons 10 Reserved 11 The SEC also has approved for Eligible U S Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities that are now or that in the future may be listed on the EDX London exchange Equities issued in any other country that ar e listed on the EDX London Exchange have not been approved at this time Note EDX London Exchange has been acquired by the Turquoise Exchange 12 The RDX USD Index futures and options contracts have not been approved for sale to U S Persons The CFTC approved a similar Eurex contract RDXxt USD RDX Extended Index futures contract for sale to U S Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract 13 The Istanbul Stock Exchange ISE is now part of the Borsa Istanbul BIST As such, references to ISE 30 have been changed to BIST 30 on VIOP s trading platform and the CFTC s website 14 The London Stock Exchange offers options on Russian equity products through its International Order Book Providing all applicable conditions are met, Eligible U S Institutions may trade these options through the Bclear service offered by Euronext LIFFE See Footnote 4 AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRA NCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising Published as a source of information only The material contained herein is not to be construed as legal advice or opinion 2014 Katten Muchin Rosenman LLP All rights reserved Circular 230 Disclosure Pursuant to regulations governing practice before the Internal Revenue Service, any tax advice contained herein is not intended or written to be used and cannot be used by a taxpayer for the purpose of avoiding tax penalties that may be imposed on the taxpayer Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act 1997 London affiliate Katten Muchin Rosenman UK LLP. To view all formatting for this article eg, tables, footnotes , please access the original here. Foreign Listed Stock Index Futures and Options Approvals Chart. To view this article you need a PDF viewer such as Adobe Reader. USA October 1 2014.Octobe r 1, 2014 Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014 All prior versions are superseded and should be discarded Please note the following developments since we last distributed the Approvals Chart 1 The CFTC has approved the following contracts for trading by U S Persons i Montreal Exchange s futures contract based on the FTSE Emerging Markets Index ii London Stock Exchange Derivatives futures contract based on the FTSE 100 Index and iii London Stock Exchange Derivatives futures contract based on the FTSE UK Large Cap Super Liquid Index 2 The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart However, ICE Futures Europe, Osaka Exchange, Euronext Paris, Euronext Brussels and Euronext Amsterdam have claimed relief under the LIFFE A M and Class Relief SEC No-Action Letter Jul 1, 2013 to offer Eligible Options to Eligible U S Institutions See note 16 3 The derivative market of the Tokyo Stock Exchange has been integrated into, and those products now trade on, the Osaka Exchange 4 The status of the Dow Jones Euro STOXX Banking Sector traded on Eurex has been clarified See note 8 For Additional Information The information on the attached Approvals Chart is subject to change at any time If you have questions or would like confirmation of the status of a specific contract, please contact James D Van De Graaff 1 312 902 5227 Kenneth M Rosenzweig 1 312 902 5381 Kevin M Foley 1 312 902 5372 Gary DeWaal 1 212 940 6558 Christian B Hennion 1 312 902 5521 Blake J Brockway 1 312 902 5438 For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 1 Foreign Listed Stock Index Futures and Options Approvals October 2014 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Australia ASX ASX Futures Exchange S P ASX 200 Approved for sale to U S Persons July 24, 2002 No-Action Letter issued to ASX Futures Exchange None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited Not approved Australia ASX ASX Futures Exchange S P ASX 200 A-Reit Not approved None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited None offered Australia ASX ASX Futures Exchange S P ASX 50 Approved for sale to U S Persons July 24, 2002 No-Action Letter issued to ASX Futures Exchange None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited None offered Australia ASX ASX Futures Exchange Single name equities None offered None offered Approved for Eligible U S Institutions August 13, 2007 SEC No-Action Letter issued to ASX Limited None offered Australia Sydney Futures Exchange SFE 1-Day Option Contract based on the CBOT Mini-Sized Dow Futures Contract None offered Approved for sale to U S Persons August 8, 2006 No-Action Letter issued to SFE None offered None offered Australia Sydney Futures Exchange SFE SPI 200 Approved for sale to U S Persons August 10, 1999 No-Action Letter issued to SFE Approved for sale to U S Persons August 10, 1999 No-Action Letter issued to SFE Not approved None offered Austria Wiener Borse ATX Not approved None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 2 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Austria Wiener Borse CECE Indices CEX, CTX, HTX, PTX Not approved None offered Not approved None offered Austria Wiener Borse Russian Traded Not approved None offered Not approved None offered Austria Wiener Borse Single name equities None offered None offered Not approved4 None offered Belgium Euronext Brussels16 BEL 20 Ap proved for sale to U S Persons August 31, 2011 No-Action Letter issued to Euronext Brussels None offered Approved for Eligible U S Institutions September 17, 2014 Representation Letter from Euronext Brussels to SEC 4 None offered Belgium Euronext Brussels16 Mini BEL 20 index participation units None offered None offered Not approved None offered Belgium Euronext Brussels16 Mini Dow Jones Euro STOXX index participation units None offered None offered Not approved None offered Belgium Euronext Brussels16 Single name equities Not approved None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on Euronext Brussels September 17, 2014 Representation Letter from Euronext Brussels to SEC 4 None offered Brazil BM F Bovespa S A BSE Sensitive Approved for sale to U S Persons March 12, 2013 certification Not approved Not approved None offered Brazil BM F Bovespa S A FTSE JSE Top 40 Approved for sale to U S Persons March 12, 2013 c ertification Not approved Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 3 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Brazil BM F Bovespa S A Hang Seng Approved for sale to U S Persons March 12, 2013 certification Not approved Not approved None offered Brazil BM F Bovespa S A Ibovespa Approved for sale to U S Persons August 26, 2009 No-Action Letter issued to BM F Bovespa S A 2 Approved for sale to U S Persons August 26, 2009 No-Action Letter issued to BM F Bovespa S A Not approved None offered Brazil BM F Bovespa S A Ibovespa Flex None offered None offered Not approved None offered Brazil BM F Bovespa S A IBrX 50 Index Futures Contract Approval pending Not approved Not approved None offered Brazil BM F Bovespa S A MICEX Approved for sale to U S Persons March 12, 2013 certification None offered None offered None offered Brazil BM F Bovespa S A Mini Ibovespa Approved for sale to U S Persons August 26, 2009 No-Action Letter issued to BM F Bovespa S A None offered None offered None offered Brazil BM F Bovespa S A S P 500 Index Approved for sale to U S Persons September 24, 2012 certification None offered None offered None offered Canada Montreal Exchange Bourse de Montr al FTSE Emerging Markets Index Approved for sale to U S Persons March 21, 2014 CFTC No-Action Letter issued to Montreal Exchange None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 4 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada Montreal Exchange Bourse de Montr al iUnits S P TSE 60 Index Participation Fund i60 Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registrati on Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Energy Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Financials Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Gold Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al iUnits S P TSX Capped Information Technology Index Fund None offered None offered None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above Canada Montreal Exchange Bourse de Montr al S P TSX 60 In dex Mini Futures Approved for sale to U S Persons April 19, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 5 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada Montreal Exchange Bourse de Montr al S P TSX Canada 60 Approved for sale to U S Persons December 9, 1999 CFTC No-Action Letter issued to Montreal Exchange 3 None offered Approved, including approval of all other index options, for sale to U S Persons generally that are now or may in the future be listed Post-Effective Amendment No 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp SEC File No 2-69458 None offered Canada Montreal Exchange Bourse de Montr al S P TSX Capped Sector Not approved None offered Approved for U S Persons generally pursuant to Registration Statement see S P TSX Canada 60 above None offered Canada Montreal Exchange Bourse de Montr al Single name equities None offered None offered Approved for all options on individual securities listed on the Montreal Exchange that are now or may in the future be listed for sale to U S Persons generally Post-Effective Amendment No 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp SEC File No 2-69458 None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 6 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options China see also Hong Kong and Taiwan China Financial Futures Exchange CSI 300 Index Futures Not approved None offered None offered None offered Denmark FUTOP Market KFX Large Small Contract Not approved None offered Not approved None offered Denmark OMX Nordic Exchange Copenhagen A S Single name equi ties None offered None offered Not approved4,11 None offered Finland OMX Nordic Exchange Helsinki Single name equities None offered None offered Not approved4,5 None offered France Euronext Paris S A 16 CAC40 Approved for sale to U S Persons December 17, 1991 No-Action Letter issued to ParisBourse 3 None offered Approved for Eligible U S Institutions July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse 4 None offered France Euronext Paris S A 16 CAC40 Mini Approved for sale to U S Persons September 13, 2013 certification None offered None offered None offered France Euronext Paris S A 16 Dow Jones Euro STOXX 50 Approved for sale to U S Persons February 29, 2000 CFTC No-Action Letter issued to ParisBourse 3 None offered Approved for Eligible U S Institutions October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 7 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S A 16 Dow Jones STOXX 50 Approved for sale to U S Persons February 29, 2000 CFTC No-Action Letter issued to ParisBourse 3 None offered Approved for Eligible U S Institutions October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse None offered France Euronext Paris S A 16 Dow Jones STOXX 600 Sectors Bank, Energy, Healthcare, Technology, Telecommunications Not approved None offered Not approved None offered France Euronext Paris S A 16 FTSE EPRA NAREIT Euro Zone Approved for sale to U S Persons July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered None offered Not approved France Euronext Paris S A 16 FTSE EPRA NAREIT Europe Approved for sale to U S Persons July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered None offered Not approved France Euronext Paris S A 16 FTSEurofirst 100 Approved for sale to U S Persons March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered None offered4 None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 8 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S A 16 FTSEurofirst 80 Approved for sale to U S Persons March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S A None offered Approved for Eligible U S Institutions September 17, 2014 Representation Letter from Euronext Paris to SEC 4 None offered France Euronext Paris S A 16 Singl e name equities Not approved None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on Euronext Paris or other specified markets18 September 17, 2014 Representation Letter from Euronext Paris to SEC 4,5 None offered Germany B rse Frankfurt Single name equities None offered None offered Not approved4,5 None offered Germany Eurex DAX Approved for sale to U S Persons December 20, 1994 CFTC No-Action Letter issued to Deutsche Terminborse 3 None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex DAX EX Not approved None offered None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germany Eurex DJ Banks Titans 30 Not approved None offered None offered None offered Germany Eurex DJ Insurance Titans 30 Not approved None offered None offered None offered Germany Eurex DJ Oil and Gas Titans 30 Not approved None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 9 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex DJ Telecommunications Titans 30 Not approved None offered None offered None offered Germany Eurex DJ Utilities Titans 30 Not approved None offered None offered None offered Germany Eurex Dow Jones Euro STOXX 50 Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to Eurex 3 None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex Dow Jones Euro STOXX 50 Dividend Not approved Not approved None offered None offered Germany Eurex Dow Jones Euro STOXX 50 EX Not approved None offered Not approved Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germ any Eurex Dow Jones Euro STOXX Banking Sector Not approved8 None offered Not approved None offered Germany Eurex Dow Jones Euro STOXX Select Dividend 30 Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones Global Titans 50 Approved for sale to U S Persons July 18, 2002 CFTC No-Action Letter issued to Eurex None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex Dow Jones Global Titans 50 Index US Denominated Approved for sale to U S Persons June 5, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 10 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex Dow Jones Italy Titans 30 Approved for sale to U S Persons November 23, 2005 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 50 Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to Eurex 3 None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex Dow Jones STOXX 600 Approved for sale to U S Persons June 18, 2007 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Banking Sector Approved for sale to U S Persons April 2, 2002 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Industrial Goods Services Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Insurance Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex Non e offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Media Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 11 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex Dow Jones STOXX 600 Personal Household Goods Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex 7 None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Retail Not approved None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Travel Leisure Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX 600 Utilities Approved for sale to U S Persons Fe bruary 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX Large 200 Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX Mid 200 Approved for sale to U S Persons June 18, 2007 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Dow Jones STOXX Small 200 Approved for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Euro STOXX Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 12 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex Euro STOXX 50 Ex Financials Index Approved for sale to U S Persons August 27, 2012 certification None offered Not approved None offered Germany Eurex Euro STOXX Large Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex Euro STOXX Mid Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex Euro STOXX Small Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex HEX 25 Finnish Not approved None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered Germany Eurex iShares DJ EURO STOXX None offered None offered None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germany Eurex KOSPI 200 Options6 Not approved None offered Not approved None offered Germany Eurex MDAX Approved for sale to U S Persons March 14, 2006 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex Mini Euro STOXX 50 Volatility Index Approved for sale to U S Persons July 20, 2012 certification None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 13 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex MSCI All Countries Asia Pacific ex-Japan Approved for sale to U S Persons June 17, 2013 certification None offered Not approved None offered Germany Eurex MSCI China Free Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI Emerging Markets Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Emerging Markets Asia Approved for sale to U S Persons February 4, 2014 certific ation None offered Not approved None offered Germany Eurex MSCI Emerging Markets EMEA Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Emerging Markets Latin America Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Europe Approved for sale to U S Persons June 17, 2013 certification None offered Not Approved None offered Germany Eurex MSCI Europe Growth Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI Europe Value Approved for sale to U S Persons February 4, 2014 certification None offered Not approved None offered Germany Eurex MSCI India Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 14 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex MSCI Japan Approved for sale to U S Persons June 17, 2013 certification None offered None offered None offered Germany Eurex MSCI Malaysia Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI South Africa Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI Thailand Approved for sale to U S Persons February 4, 2014 certification None offered None offered None offered Germany Eurex MSCI World Approved for sale to U S Persons June 17, 2013 certification None offered Not Approved None offered Germany Eurex Other Dow Jones Euro STOXX Sectors Not approved None offered Not approved None offered Germany Eurex Other Dow Jones STOXX 600 Market Sectors Not approved None offered Not approved None offered Germany Eurex RDX USD12 Not approved None offered Not approved None offered Germany Eurex Single name equities Not approved None offered Approved for options on individual German, Swiss, Finnish, Dutch, Italian, and French equities5 for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 15 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Eurex SLI Swiss Leader Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex STOXX Europe 600 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex STOXX Europe Large 200 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered German y Eurex STOXX Europe Mid 200 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex STOXX Europe Small 200 Approved for sale to U S Persons June 5, 2012 certification None offered Not approved None offered Germany Eurex Swiss Market Not approved None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex Germany Eurex Swiss Market Index Midcap SMIM Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Not approved None offered Germany Eurex TECDAX Approved for sale to U S Persons August 18, 2008 CFTC No-Action Letter issued to Eurex None offered Approved for Eligible U S Institutions July 27, 2005 SEC No-Action Letter issued to Eurex None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, p lease see the endnotes at the end of this table 16 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Greece Athens Exchange Derivatives Market FTSE ASE 20 Not approved None offered Not approved None offered Greece Athens Exchange Derivatives Market FTSE ASE Mid-40 Not approved None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX CES China 120 Approved for sale to U S Persons September 17, 2013 certification None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX DJIA Not approved None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX FTSE Xinhua China 25 Approved for sale to U S Persons September 26, 2006 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Hang Seng Approved for sale to U S Persons June 1, 1994 CFTC No-Action Letter issued to HKFE 3 Non e offered Approved for Eligible U S Institutions September 26, 1995 SEC No-Action Letter issued to HKFE None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX HSCEI Dividend Point Index Not Approved None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX H-Shares Hang Seng China Enterprises Index Approved for sale to U S Persons September 26, 2006 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX HSI Volatility Index VHSI Approved for sale to U S Persons September 17, 2013 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 17 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Mini Hang Seng Approved for sale to U S Persons January 16, 2009 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd HKEX Mini Hang Seng China Enterprises Index Approved for sale to U S Persons January 16, 2009 CFTC No-Action Letter issued to HKFE None offered Not approved None offered Hungary Budapest Stock Exchange BUX Not approved None offered None offered None offered India Bombay Stock Exchange BSE BSE Sensitive Index of 30 Stocks Sensex 9 Approved for sale to U S Persons June 14, 2006 CFTC No-Action Letter issued to BSE None offered Not approved None offered India Bombay Stock Exchange BSE DOLLEX-309 Not approved None offered Not approved None offered India Bombay Stock Exchange BSE S P BSE 1009 Approved for sale to U S Persons September 24, 2013 certification None offered Not approved None offered India National Stock Exchange of India Ltd NSE Bank Nifty9 Not approved None offered Not approved None offered India National Stock Exchange of In dia Ltd NSE CNXIT9 Not approved None offered Not approved None offered India National Stock Exchange of India Ltd NSE S P CNX Nifty Nifty 50 9 Approved for sale to U S Persons October 17, 2003 CFTC No-Action Letter issued to NSE None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 18 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Ireland Irish Stock Exchange Single name equities None offered None offered Not approved4 None offered Israel Tel Aviv Stock Exchange TA 25 Not approved None offered Not approved None offered Israel Tel Aviv Stock Exchange TA Banks Not approved None offered Not approved None offered Italy Borsa Italiana IDEM FTSE MIB Dividend Approval pending None offered None offered None offered Italy Borsa Italiana IDEM FTSE MIB4 Approved for sale to U S Persons August 30, 2004 CF TC No-Action Letter issued to Borsa Italiana None offered Approved for Eligible U S Institutions September 24, 2004 No-Action Letter issued to Borsa Italiana None offered Italy Borsa Italiana IDEM Mini FTSE MIB Approved for sale to U S Persons August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana None offered None offered None offered Italy Borsa Italiana IDEM Single name equities Not approved None offered Approved for Eligible U S Institutions see September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities 4,5 None offered Japan Osaka Exchange OSE 16 DJIA Approved for sale to U S Persons June 15, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 19 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange OSE 16 FTSE Japan Approved for sale to U S Persons February 13, 2003 No-Action Letter issued to OSE None offered None offered None offered Japan Osaka Exchange OSE 16 Mini Nikkei 225 Intercontract Spread Approved for sale to U S Persons July 11, 2006 CFTC No-Action Letter issued to OSE 3 None offered None offered None offered Japan Osaka Exchange OSE 16 Mini TOPIX Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Japan Osaka Exchange OSE 16 Nikkei 225 Dividend Not approved None offered None offered None offered Japan Osaka Exchange OSE 16 Nikkei 225 Intercontract Spread Approved for sale to U S Persons January 16, 1992 CFTC No-Action Letter issued to OSE 3 None offered Approved for Eligible U S Institutions July 23, 1999 SEC No-Action Letter issued to OSE None offered Japan Osaka Exchange OSE 16 Nikkei Stock Average Volatility Approved for sale to U S Persons March 9, 2012 certification None offered Non e offered None offered Japan Osaka Exchange OSE 16 Russell Nomura Prime Approved for sale to U S Persons March 14, 2005 No-Action Letter issued to OSE None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 20 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange OSE 16 Single name equities None offered None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on the OSE or other Japanese exchanges and that meet OSE selection standards March 14, 2014 Representation Letter from Tokyo Stock Exchange and Osaka Securities Exchange to SEC None offered Japan Osaka Exchange OSE 16 Tokyo Stock Exchange REIT Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None off ered Japan Osaka Exchange OSE 16 TOPIX Approved for sale to U S Persons January 16, 1992 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions July 27, 1999 SEC No-Action Letter issued to TSE None offered Japan Osaka Exchange OSE 16 TOPIX 150 Approved for sale to U S Persons May 23, 2001 CFTC No-Action Letter issued to TSE 3 None offered Approved for Eligible U S Institutions November 15, 2002 SEC No-Action Letter issued to TSE None offered Japan Osaka Exchange OSE 16 TOPIX Banks Not approved None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 21 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange OSE 16 TOPIX Core30 Approved for sale to U S Persons November 9, 2009 CFTC No-Action Letter issued to TSE None offered None offered None offered Japan Tokyo Financial Exchange TFX Nikkei 225 Margin Not approved None offered None offered None offered Korea see South Korea - - - - - Malaysia Bursa Malaysia Derivatives Berhad BMD FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U S Persons June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad None offered Not approved None offered Mexico Mexican Derivatives Exchange MEXDER IPC Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V Approved for sale to U S Persons August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S A de C V None offered Not approved Netherlands Euronext Amsterdam Derivatives Markets N V 16 AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Approved for Eligible U S Institutions September 17, 2014 Representation Letter from Euronext Amsterdam t o SEC 4 None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 AEX Mini Approved for sale to U S Persons September 13, 2013 certification None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 22 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N V 16 Amsterdam Mid-Kap Not approved None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 FTSE Eurotop 100 Approved for sale to U S Persons May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam 3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 Light AEX Approved for sale to U S Persons April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N V None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N V 16 Single name equities Not approved None offered Approved for Eligible U S Institutions for Eligible Options on individual equities that are listed and traded on Euronext Amsterdam or other specified markets17 September 17, 2014 Representation Letter from Euronext Amsterdam to SEC 4,5 None offered New Zealand NZFOE NZSE 10 Not approved Not approved None offered None offered Norway Oslo Stock Exchange OBX Not approved None offered Not approved None offered Norway Oslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 23 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Poland Warsaw Stock Exchange WIG20 Approval pending None offered Not approved No ne offered Portugal Euronext Lisbon PSI 20 Not approved Not approved None offered4 None offered Portugal Euronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Single name equities see London Stock Exchange14 - - - - Russia Russian Trading System Stock Exchange RTS RTS Index Approval pending None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Dow Jones Thailand Not approved the requested approval was deemed withdrawn by the CFTC in 2004 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Euro STOXX 50 Approved for sale to U S Persons March 22, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT FTSE Xinhua China A50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Mini Nikkei 225 Approved for sale to U S Persons December 23, 2009 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Asia APEX 50 Approved for sale to U S Persons January 26, 2012 certification None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 24 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Hong Kong Approved for sale to U S Persons December 17, 1999 CFTC No-Action Letter issued to SIMEX None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI India Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Tradin g Ltd SGX-DT MSCI Indonesia Approved for sale to U S Persons October 2, 2012 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Philippines Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Singapore Free Approved for sale to U S Persons July 11, 2000 CFTC No-Action Letter issued to SGX-DT 3 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Taiwan Approved for sale to U S Persons August 29, 1997 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT MSCI Thailand Approved for sale to U S Persons January 20, 2014 certification None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 5, 1986 CFTC No-Action Letter issued to SIMEX 3 None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 25 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT Nikkei 300 Approved for sale to U S Persons December 13, 1995 CFTC No-Action Letter issued to SIMEX 3 Approved for sale to U S Persons December 13, 1995 CFTC No-Action Letter issued to SIMEX 3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT S P CNX Nifty Nifty 50 Approved for sale to U S Persons January 7, 2004 CFTC No-Action Letter issued to SGX-DT None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SG X MSCI Japan Approved for sale to U S Persons February 13, 2003 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT SGX Straits Times STI Not approved None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd SGX-DT USD Nikkei Approved for sale to U S Persons May 24, 2007 CFTC No-Action Letter issued to SGX-DT None offered None offered None offered South Africa JSE SAFEX ALSI FTSE JSE 40 Approved for sale to U S Persons July 18, 2002 CFTC No-Action Letter issued to SAFEX None offered Not approved None offered South Africa JSE SAFEX Financial Not approved None offered None offered None offered South Africa JSE SAFEX FTSE JSE Shareholder Weighted Top 40 Index DTOP Not approved Not approved None offered None offered South Africa JSE SAFEX Industrial Not approved None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 26 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South Africa JSE SAFEX Mining Not approved None offered None offered None offered South Korea Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered South Korea Korea Exchange KOSPI 200 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange None offered Not approved None offered Spain Madrid Stock Exchange Single name equities None offered None offered Not approved4 None offered Spain MEFF IBEX 35 Approved for sale to U S Persons August 8, 1994 CFTC No-Action Letter issued to MEFF 3 None offered Not approved None offered Spain MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain MEFF S P Euro Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Spain MEFF S P Europe 350 Approved for sale to U S Persons June 14, 2001 CFTC No-Action Letter issued to MEFF None offered None offered None offered Sweden OMHEX HEXTECH Not approved Not approved None offered None offered Sweden OMHEX HEXTEMP Not approved None offered None offered None offered Sweden OMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 27 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden OMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U S Persons May 25, 2000 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXS30 formerly OMX Approved for sale to U S Persons June 3, 1998 CFTC No-Action Letter issued to OM Stockholm 3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered Sweden OMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U S Persons November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm None offered Not approved Not approved Switzerland SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Taiwan Taiwan Futures Exchange Electronic Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Finance Sector Approved for sale to U S Persons May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for oth er explanatory information, please see the endnotes at the end of this table 28 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U S Persons October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Mini-TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered None offered None offered Taiwan Taiwan Futures Exchange MSCI Taiwan Approved for sale to U S Persons October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange TAIEX Approved for sale to U S Persons July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U S Persons April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange None offered Not approved None offered Taiwan Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Thailand Thailand Futures Exchange PCL SET50 Approved for sale to U S Persons November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange None offered Not approved None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 29 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Turkey Borsa stanbul Derivatives Market VIOP BIST 30 formerly ISE 30 13 Approved for sale to U S Persons August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange None offered Not approved None offered U K EDX London Exchange KFX Flex KFX Not approved None o ffered Approved for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange OBX Flex OBX Not approved None offered Approved for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered U K EDX London Exchange OMX Flex OMX None offered None offered Approved for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange 4 None offered U K EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U S Institutions October 29, 2003 SEC No-Action letter issued to EDX London Exchange None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 30 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Option s ETF Options U K LIFFE ICE Futures Europe 16 FTSE 100 Approved for sale to U S Persons January 16, 1990 CFTC No-Action Letter issued to LIFFE 3 None offered Approved for Eligible U S Institutions May 1, 1992 SEC No-Action Letter issued to LIFFE 4 None offered U K LIFFE ICE Futures Europe 16 FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U K LIFFE ICE Futures Europe 16 FTSE 100 FLEX None offered None offered Approved for Eligible U S Institutions March 6, 1996 SEC No-Action Letter issued to LIFFE None offered U K LIFFE ICE Futures Europe 16 FTSE 250 2GBP Approved for sale to U S Persons January 10, 2014 certification None offered None offered None offered U K LIFFE ICE Futures Europe 16 FTSE 250 Mid-Cap Approved for sale to U S Persons July 27, 1994 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K LIFFE ICE Futures Europe 16 FTSE Eurotop 100 Approved for sale to U S Persons March 10, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K LIFFE ICE Futures Europe 16 Mini FTSE 100 Approved for sale to U S Persons May 30, 2001 CFTC No-Action letter issued to LIFFE 3 None offered None offered None offered U K LIFFE ICE Futures Europe 16 MSCI Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this table 31 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U K LIFFE ICE Futures Europe 16 MSCI Europe Euro-denominated Approved for sale to U S Persons December 6, 2013 certification None offered None offered None offered U K LIFFE ICE Futures Europe 16 MSCI Pan-Euro Approved for sale to U S Persons April 6, 2000 CFTC No-Action Letter issued to LIFFE 3 None offered None offered None offered U K LIF FE ICE Futures Europe 16 Single name equities Not approved None offered Approved for Eligible Options on individual equity securities on specified non-U S exchanges15 for Eligible U S Institutions March 14, 2014 Representation Letter from ICE Futures Europe to SEC None offered U K LIFFE ICE Futures Europe 16 TOPIX Approved for sale to U S Persons December 1, 2011 certification None offered None offered None offered U K London Stock Exchange Derivatives FTSE 100 Approved for sale to U S Persons August 28, 2014 certification None offered Not approved4 None offered U K London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid FTSE SLQ Approved for sale to U S Persons August 28, 2014 certification None offered None offered None offered U K London Stock Exchange Derivatives Single name equities None offered None offered Not approved see U K LIFFE 4 None offered U K Turquoise Global Holdings Limited FTSE 100 Approved for sale to U S Persons June 1, 2012 certification None offered Not approved4 None offered 32 NOTE This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D Van De Graaff at 1 312 902 5227, Kenneth M Rosenzweig at 1 312 902 5381, Kevin M Foley at 1 312 902 5372, Gary DeWaal at 1 212 940 6558, Christian B Hennion at 1 312 902 5521 or Blake J Brockway at 1 312 902 5438 Eligible U S Institution As used in this Chart, in accordance with SEC no-action letters, the term Eligible U S Institution means, in general, a U S Person that i is a qualified institutional buyer as defined in Rule 144A a 1 under the Securities Act of 1933, and ii has had prior actual experience in trading U S - listed options contracts For information regarding working definitions of U S Person as that term is used in this Chart, please contact Katten Muchin Rosenman LLP Eligible Option As used in this Chart, in accordance with SEC no-action letters, the term Eligible Option means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Forei gn Options Market A Foreign Options Market means a non-U S derivatives market 1 on which Eligible Options trade and 2 that is an organized exchange operated and regulated outside the United States See LIFFE A M and Class Relief, SEC No-Action Letter Jul 1, 2013 available here 1 Reserved 2 The CFTC No-Action Letter also applies to BM F Bovespa s Ibovespa Rollover and Forward Points on the Ibovespa transactions 3 The index is included in the CFTC s and SEC s joint order dated May 31, 2002, extending the exclusion of such index from the definition of narrow-based security index under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 the Joint Order Foreign futures contracts or options on futures contracts on narrow-based securities indexes may not be offered or sold to U S Persons without the CFTC and SEC first developing joint regulations, which has not yet been done Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act CFMA on December 21, 2000, to continue to be offered and sold to U S Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire 4 Bclear allows members to submit an option contract on a non-U S security that has been negotiated and completed as an over-the-counter OTC transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract LIFFE members that intend to offer or sell such products to U S Persons must satisfy the following conditions i Bclear services may only be offered to a U S person that qualifies as an Eligible U S Institution see above ii the LIFFE member must obtain and maintain certain representations from the customer and iii before transacting, and on an annual basis there after, the LIFFE member must file a declaration with LIFFE For additional information on these conditions, see LIFFE London Notice No 3732 LIFFE maintains a list of Eligible Options, which includes 1 LIFFE individual equity options based on the securities of non-U S issuers and 2 LIFFE index options based on indexes that contain no component securities of U S issuers The list of Eligible Options may be accessed here 5 The SEC also has approved for Eligible U S Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities where those options are now or in the future listed on Eurex Options on equities issued in any other country have not been approved at this time for trading by U S Persons on Eurex 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchange s KOSP I 200 Options with strike prices, expiries, put call and premiums at the start of the next trading session on the Korean Exchange 7 Pursuant to Eurex Circular 281 11, the Dow Jones STOXX 600 Personal Household Goods Sector will no longer be tradable on Eurex trading terminals in the United States after the close of business on February 29, 2012 The previously issued no-action letter approving such product for sale to U S Persons February 6, 2008 CFTC No-Action Letter issued to Eurex has not been withdrawn 8 Pursuant to Eurex Circular 260 11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the United States see also Eurex Circular 281 11 The previously issued no-action letter approving such product for sale to U S Persons April 2, 2002 CFTC No-Action Letter issued to Eurex has not been withdrawn 9 Additional restrictions apply to the trading of these products by U S Persons 10 Reserved 11 The SEC also has approved for Eligible U S Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities where those options are now or in the future listed on the EDX London exchange Options on equities issued in any other country have not been approved at this time for trading by U S Persons on the EDX London Exchange Note EDX London Exchange has been acquired by the Turquoise Exchange 12 The RDX USD Index futures and options contracts have not been approved for sale to U S Persons The CFTC approved a similar Eurex contract RDXxt USD RDX Extended Index futures contract for sale to U S Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract 13 The Istanbul Stock Exchange ISE is now part of the Borsa Istanbul BIST As such, references to ISE 30 have been changed to BIST 30 on VIOP s trading platform and the CFTC s website For the definitions of Eligible U S Institution and Eligible Option and for other explanatory information, please see the endnotes at the end of this tab le 33 60970926 14 The London Stock Exchange offers options on Russian equity products through its International Order Book Providing all applicable conditions are met, Eligible U S Institutions may trade these options through the Bclear service offered by LIFFE See Footnote 4 15 ICE Futures Europe listed the following non-U S stock exchanges in its claim for class relief Borsa Italiana, Cophenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange 16 This exchange has claimed relief under LIFFE A M and Class Relief SEC No-Action Letter Jul 1, 2013 for Foreign Options Markets engaging in familiarization activities with Eligible U S Institutions with respect to Eligible Options 17 Euronext Amsterdam liste d the following regulated markets elsewhere in Europe for class relief Euronext Brussels, Euronext Paris, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki 18 Euronext Paris listed the following regulated markets elsewhere in Europe for class relief Euronext Brussels, Euronext Amsterdam, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRANCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising Published as a source of information only The material contained herein is not to be construed as legal advice or opinion 2014 Katten Muchin Rosenman LLP All rights reserved Katten Muchin Ro senman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act 1997 London affiliate Katten Muchin Rosenman UK LLP. To view all formatting for this article eg, tables, footnotes , please access the original here. United States Foreign Listed Stock Index Futures And Options Approval Chart. Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014 All prior versions are superseded and should be discarded Please note the following developments since we last distributed the Approvals Chart. The CFTC has approved the following contracts for trading by U S persons i Eurex s futures contract based on the MSCI China Free Index ii Eurex s futures contract based on the MSCI Emerging Markets Asia Index iii Eurex s futures contract based on the MSCI Emerging Markets EMEA Index iv Eurex s futures contract based on the MSCI Emerging Mark ets Index v Eurex s futures contract based on the MSCI Emerging Markets India Index vi Eurex s futures contract based on the MSCI Emerging Markets Latin America Index vii Eurex s futures contract based on the MSCI Europe Growth Index viii Eurex s futures contract based on the MSCI Europe Value Index ix Eurex s futures contract based on the MSCI Malaysia Index x Eurex s futures contract based on the MSCI South Africa Index xi Eurex s futures contract based on the MSCI Thailand Index xii SGX-DT s futures contract based on the MSCI India Index xiii SGX-DT s futures contract based on the MSCI Philippines Index xiv SGX-DT s futures contract based on the MSCI Thailand Index xv Euronext LIFFE s British pound sterling-denominated futures contract 2 per index point based on the FTSE 250 Index and xvi Euronext LIFFE s Euro-denominated futures contract based on the MSCI Europe Index. The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart. In addi tion, the Chart has been modified to note the availability of the Bclear service offered by LIFFE, which allows LIFFE members that comply with specified criteria to clear certain non-U S equity and index options that were executed over the counter on behalf of Eligible U S Institutions Please refer to Footnote 4 for additional information. The content of this article is intended to provide a general guide to the subject matter Specialist advice should be sought about your specific circumstances. To print this article, all you need is to be registered on. Click to Login as an existing user or Register so you can print this article. Do you have a Question or Comment. Click here to email the Author. Interested in the next Webinar on this Topic. Click here to register your Interest. More Popular Related Articles on Finance and Banking from USA. One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives tran sactions that are not cleared by a central clearing system. Sullivan Worcester LLP. It is critical for advisers to have robust written standards of business conduct, appropriate procedures for complying with those standards and regular reporting and monitoring processes. Overseas Shipping Group Overseas recently sued its former attorneys, a prominent New York-based law firm, for legal malpractice in drafting credit agreements that resulted in the company incurring an estimated 463 million in tax liability. Poyner Spruill LLP. Blockchain technology combines several features of existing financial infrastructure It is partly a mass repository of historical transactions, partly a decentralized clearinghouse. On February 7, 2017, the ESMA released a Report on Distributed Ledger Technology Applied to Securities Markets that considers DLT s effect on securities markets and fit to existing regulatory infrastructure. Cadwalader, Wickersham Taft LLP. A FINRA hearing panel expelled Red River Securities, LLC from FINRA membership, and barred its CEO from associating with any FINRA member in any capacity. Cadwalader, Wickersham Taft LLP. CFTC Commissioner Sharon Y Bowen identified four disruptive elements that are substantially responsible for recent regulatory activity technology, demographics, economics and institutions. Cadwalader, Wickersham Taft LLP. The CFTC Division of Swap Dealer and Intermediary Oversight DSIO granted conditional and time-limited no-action relief from.